I. LIST OF ASSETS AND LIABILITIES: (previous 2 years)
A. Personal /
Business if available
II. INVESTMENT SUMMARIES:
A. Most recent
account statements
1. Bonds
/ Stocks / Mutual Funds / Annuities / CDs
2. Bank
accounts
3. Cash
value insurance policies
4. Stock
option schedules
5. Other
investments
B. Any current
investment proposals
C. Cost basis of all
current positions
III. EMPLOYEE BENEFITS AND QUALIFIED
RETIREMENT PLANS:
A.
Copy
of contracts or plan descriptions
1. Pension
/ profit sharing / thrift plans
2. Keogh
/ SEP / 401-K plans
3. Deferred
compensation / stock bonus plans
4. Group
insurance benefits
5. IRA
B.
Latest
employee benefits statement showing vested benefits
IV. INSURANCE POLICIES:
A. Life / Health /
Disability / Business overhead expenses
1. Personal
individual policies on all family members
2. Group
or employment related policies
3. Policies
funding business agreements
B. Property and
casualty (individual and/or business)
1. Homeowners
/ automobiles / umbrella
2. Professional
or general liability policies
C.
Any
current insurance proposals
V. COPY
OF TAX RETURNS: (previous 2 years,
include all attached schedules)
A.
Personal
/ Partnership / Corporate
B.
Gift
tax returns / Minor children's tax returns
VI. COPY
OF BUSINESS DOCUMENTS:
A.
Partnership
agreements
B.
Articles
of incorporation
C.
Buy-Sell
agreements / Merger / Acquisition agreements
D.
Employment
contracts
VII. COPY OF LEGAL DOCUMENTS:
A.
Wills
/ Trust instruments / Power of attorney, etc.
B.
Separation
/ Divorce / Nuptial agreements
C.
Patents
/ Copyrights / Royalty documents
D.
Property
documents
1. Mortgages / Leasing agreements (as lessee or
lessor)
2. Sale / Purchase contracts (for past 3 years)
3. Promissory notes
4. Amortization schedules
VIII. ALL SOURCES OF INCOME AND EXPENSES:
A.
Employee
payroll statement - year to date
B.
Self
employment / Investment income
C.
Completed
family budget worksheet with non-deductible expenses